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New York Securities Lawyer

Mark J. Astarita

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Home » Articles and Publications

Articles and Publications

How Long Does an SEC Investigation Take?

Responding to an 8210 Request

Overview of the Securities Arbitration Process

Brokers Can Win Promissory Note Cases

Another Broker Promissory Note Win

What is Insider Trading?

Training Cost Arbitrations to Disappear

Be Wary of Famous People Promoting Investments

Customer Attorneys are Not Public Arbitrators

SEC Commissioner Agrees FINRA’s CARDS Proposal is Nuts

Questions? Comments?

Mark is always willing to answer questions about securities law. Send your questions!

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Recent Posts

‘Virtual’ Doctor Visits Are Enticing Employers. What if You’re the Patient?
Pets Are Like Family. But as Health Costs Rise, Few Are Insured That Way.
SEC Suspends Former BDO Accountants for Improperly “Predating” Audit Work Papers
SEC’s New Strategic Plan Puts Investors, Innovation, and Performance at Top
SEC Reopens Comment Period for Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants

The Securities Law Blog

SEC Stops Coin Offering That Claimed SEC Approval
Musk Mocks The SEC
SEC News - Fraud Charges, Failure to Report Suspicious Trading, and Misleading Investors
SEC: Elon Musk's $420 Price Point Was a Weed Reference
Elon Musk Charged with Securities Fraud
UBS Loses $2 Billion in Assets
SiriusXM to buy Pandora for $3.5 billion
FINRA Investigating Expense Reports
Dark Pool Costs Citigroup $12 Million
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Sallah Astarita & Cox, LLC
Beam & Astarita, LLC
Securities Law Blog
Securities Lawyer
Securities Arbitration
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Verona, New Jersey 07044
973-559-5566

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New York, New York 10017
212-509-6544

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The information on this website is for general information purposes only and may be considered attorney advertising. Nothing on this site should be taken as legal advice for any individual case or situation. This information is not intended to create, and receipt or viewing does not constitute, an attorney-client relationship.