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New York Securities Lawyer

Mark J. Astarita

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Home ยป Articles and Publications

Articles and Publications

How Long Does an SEC Investigation Take?

Responding to an 8210 Request

Overview of the Securities Arbitration Process

Brokers Can Win Promissory Note Cases

Another Broker Promissory Note Win

What is Insider Trading?

Training Cost Arbitrations to Disappear

Be Wary of Famous People Promoting Investments

Customer Attorneys are Not Public Arbitrators

SEC Commissioner Agrees FINRA’s CARDS Proposal is Nuts

Questions? Comments?

    Mark is always willing to answer questions about securities law. Send your questions!


    Recent Posts

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    • SEC Issues Whistleblower Awards Totaling Over $1.7 Million
    • Behind the Process: How an Enforcement Action Becomes an Enforcement Action | FINRA Unscripted
    • Has Bitcoin Just Gone Mainstream?
    • Encore | Augmenting the Exam and Risk Monitoring Program with Data Analytics and Technology | FINRA Unscripted
    • Walgreens Revealed As Investor In Subsidiary Of Health Insurance Company Under Federal Investigation
    • Watch Live: GameStop Hearing On Market Manipulation
    • Disney Cases Spotlights Danger, Roadmap for Whistleblowers
    • Reddit Trader Roaring Kitty Accused Of Fraud In The Latest Wild Lawsuit Coming Out Of GameStop Saga

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