Your Neighbor in an Adjacent ZIP Code May Pay Less for Car Insurance
A consumer group says insurers sometimes charge more to people living in less affluent ZIP codes — even if they have good driving records.
Full Article New York Times
Practice Areas
Arbitration, Litigation, Mediation
With 30 years of experience as a securities lawyer, Mark knows knows what it takes to effectively, and efficiently, handle litigation matters - when to settle, and when to take the case to a final hearing. Mark has litigated virtually every securities law claim imaginable and can effectively guide you through the process.
Investigations, Audits and Exams
Defense of SEC and FINRA investigations, routine exams, 8210 requests, OTRs and Wells Notices are the main stay of Mark's practice. From customer complaints to insider trading investigations, his experience in these proceedings, as well as in the practical aspects of operating a broker-dealer, can provide the experience that you need.
Securities Employment Issues
Representation of broker-dealers, investment advisers in all employment related issues, including employment agreements, separation agreements, litigation, promissory notes, and all aspects of the relationship.
Recent Posts
A Push to Invest in the Arts Grows Stronger
Impact investing — which considers social good in addition to financial returns — has matured in the past decade, and some investors are turning more attention to the arts.
Full Article New York Times