A 4-Step Guide to Ranting Productively
Sometimes, you have a physical need to cut loose. Tell it like it is. Yell. Scream. So be it. Maybe what you really need, though, is a ranting buddy.
Full Article New York Times
Practice Areas
Arbitration, Litigation, Mediation
With 30 years of experience as a securities lawyer, Mark knows knows what it takes to effectively, and efficiently, handle litigation matters - when to settle, and when to take the case to a final hearing. Mark has litigated virtually every securities law claim imaginable and can effectively guide you through the process.
Investigations, Audits and Exams
Defense of SEC and FINRA investigations, routine exams, 8210 requests, OTRs and Wells Notices are the main stay of Mark's practice. From customer complaints to insider trading investigations, his experience in these proceedings, as well as in the practical aspects of operating a broker-dealer, can provide the experience that you need.
Securities Employment Issues
Representation of broker-dealers, investment advisers in all employment related issues, including employment agreements, separation agreements, litigation, promissory notes, and all aspects of the relationship.
Recent Posts
Student Loan Rates Are Expected to Rise. Here’s What You Need to Know.
A stronger economy makes it more likely that graduates will be able to find jobs and meet their loan payments, but there are reasons to be cautious.
Full Article New York Times