Fake Experts Abound. Here’s How to Find (and Be) a Real One.
Real experts wait, listen and notice patterns. Fake ones raise their hands and start talking. Lots of people know the difference. Many more should.
Full Article New York Times
Practice Areas
Arbitration, Litigation, Mediation
With 30 years of experience as a securities lawyer, Mark knows knows what it takes to effectively, and efficiently, handle litigation matters - when to settle, and when to take the case to a final hearing. Mark has litigated virtually every securities law claim imaginable and can effectively guide you through the process.
Investigations, Audits and Exams
Defense of SEC and FINRA investigations, routine exams, 8210 requests, OTRs and Wells Notices are the main stay of Mark's practice. From customer complaints to insider trading investigations, his experience in these proceedings, as well as in the practical aspects of operating a broker-dealer, can provide the experience that you need.
Securities Employment Issues
Representation of broker-dealers, investment advisers in all employment related issues, including employment agreements, separation agreements, litigation, promissory notes, and all aspects of the relationship.
Recent Posts
For Workers Without Retirement Savings, State-Run I.R.A.s Can Pay Off
A Pew study found that people could use the money in their state accounts to delay taking Social Security benefits. That would lead to higher federal payments.
Full Article New York Times