At This Size, Your Retirement Portfolio Is Too Big For Mutual Funds
Mutual funds are riding a bus. Individual securities are driving a car. The bus drops you off at a central depot with all the other riders. A car takes you exactly where you want to go. Which vehicle would you prefer your investments to behave like?
#securitiesattorney
At This Size, Your Retirement Portfolio Is Too Big For Mutual Funds
SEC Announces Departure of Renee Jones; Erik Gerding Named Director of Division of Corporation Finance
The Securities and Exchange Commission today announced that Renee Jones, Director of the Division of Corporation Finance, will depart the agency to return to her faculty position at Boston College Law School, effective Feb. 3, 2023. Erik Gerding,…
Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
SEC Announces Departure of Renee Jones; Erik Gerding Named Director of Division of Corporation Finance
SEC Announces Departure of Renee Jones; Erik Gerding Named Director of Division of Corporation Finance
The Securities and Exchange Commission today announced that Renee Jones, Director of the Division of Corporation Finance, will depart the agency to return to her faculty position at Boston College Law School, effective Feb. 3, 2023. Erik Gerding,…
Read the Full Press Release
Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
#finraattorney
Billionaire Leon Cooperman Shares Value Investing Wisdom And 2023 Stock Picks
Billionaire Leon Cooperman Shares Value Investing Wisdom And 2023 Stock Picks
Billionaire investor Leon Cooperman expects a fourfold return on his favorite investment this year.
#securitieslawyer #securitiesattorney #seclaw
SEC Awards More Than $5 Million to Whistleblower
The Securities and Exchange Commission today announced an award of more than $5 million to a whistleblower whose information led to a successful SEC enforcement action. The whistleblower provided a tip and additional information that helped SEC…
Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
Paul Munter Named Chief Accountant
The Securities and Exchange Commission today announced that Paul Munter has been appointed Chief Accountant. He has served as Acting Chief Accountant since January 2021. As Chief Accountant, Mr. Munter will continue to lead the Office of the Chief…
Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
Paul Munter Named Chief Accountant
Paul Munter Named Chief Accountant
The Securities and Exchange Commission today announced that Paul Munter has been appointed Chief Accountant. He has served as Acting Chief Accountant since January 2021. As Chief Accountant, Mr. Munter will continue to lead the Office of the Chief…
Read the Full Press Release
Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
#finralawyer
SEC Announces Appointment of Cristina Martin Firvida as Investor Advocate
The Securities and Exchange Commission today announced the appointment of Cristina Martin Firvida as Director of the Office of the Investor Advocate, effective Jan. 17, 2023. Ms. Martin Firvida was most recently the Vice President of Financial Security…
Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
SEC Announces Appointment of Cristina Martin Firvida as Investor Advocate
SEC Announces Appointment of Cristina Martin Firvida as Investor Advocate
The Securities and Exchange Commission today announced the appointment of Cristina Martin Firvida as Director of the Office of the Investor Advocate, effective Jan. 17, 2023. Ms. Martin Firvida was most recently the Vice President of Financial Security…
Read the Full Press Release
Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
#securitieslawyer
SEC Charges McDonald’s Former CEO for Misrepresentations About His Termination
SEC Charges McDonald’s Former CEO for Misrepresentations About His Termination
The Securities and Exchange Commission today charged Stephen J. Easterbrook, former CEO of McDonald’s Corporation, with making false and misleading statements to investors about the circumstances leading to his termination in November 2019. McDonald’s…
Read the Full Press Release
Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
#finraattorney