SEC Investor Advisory Committee to Discuss Human Capital Labor Valuation, Security-Based Swaps, Beneficial Ownership, and ESG Disclosure on Sept. 21


SEC Investor Advisory Committee to Discuss Human Capital Labor Valuation, Security-Based Swaps, Beneficial Ownership, and ESG Disclosure on Sept. 21
The Securities and Exchange Commission’s Investor Advisory Committee will hold a virtual public meeting on September 21 at 10 a.m. ET. The meeting will be webcast on the SEC website. The committee will host four panels to discuss: Human…

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SEC Charges Compass Minerals for Misleading Investors about Its Operations at World’s Largest Underground Salt Mine


SEC Charges Compass Minerals for Misleading Investors about Its Operations at World’s Largest Underground Salt Mine
The Securities and Exchange Commission today announced settled charges against Compass Minerals International Inc. for misleading investors about a technology upgrade that the company claimed would reduce costs at its most significant mine, but in…

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SEC Charges Compass Minerals for Misleading Investors about Its Operations at World’s Largest Underground Salt Mine


SEC Charges Compass Minerals for Misleading Investors about Its Operations at World’s Largest Underground Salt Mine
The Securities and Exchange Commission today announced settled charges against Compass Minerals International Inc. for misleading investors about a technology upgrade that the company claimed would reduce costs at its most significant mine, but in…

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Boeing to Pay $200 Million to Settle SEC Charges that it Misled Investors about the 737 MAX


Boeing to Pay $200 Million to Settle SEC Charges that it Misled Investors about the 737 MAX
The Securities and Exchange Commission today charged The Boeing Company and its former CEO, Dennis A. Muilenburg, with making materially misleading public statements following crashes of Boeing airplanes in 2018 and 2019. The crashes involved Boeing’s…

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Boeing to Pay $200 Million to Settle SEC Charges that it Misled Investors about the 737 MAX


Boeing to Pay $200 Million to Settle SEC Charges that it Misled Investors about the 737 MAX
The Securities and Exchange Commission today charged The Boeing Company and its former CEO, Dennis A. Muilenburg, with making materially misleading public statements following crashes of Boeing airplanes in 2018 and 2019. The crashes involved Boeing’s…

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Sparkster to Pay $35 Million to Harmed Investor Fund for Unregistered Crypto Asset Offering


Sparkster to Pay $35 Million to Harmed Investor Fund for Unregistered Crypto Asset Offering
The Securities and Exchange Commission today issued a cease-and-desist order against Sparkster Ltd. and its CEO, Sajjad Daya, for the unregistered offer and sale of crypto asset securities from April 2018 through July 2018 and charged crypto influencer…

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SEC Charges Cheetah Mobile’s CEO and its Former President with Insider Trading


SEC Charges Cheetah Mobile’s CEO and its Former President with Insider Trading
The Securities and Exchange Commission today charged the CEO of Cheetah Mobile Inc. and the company’s former President with insider trading for selling Cheetah Mobile’s securities, pursuant to a purported 10b5-1 trading plan, while in possession of…

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Dow Falls 400 Points As Fed Readies Another Interest Rate Hike—Fueling Extreme Investor Bearishness


Dow Falls 400 Points As Fed Readies Another Interest Rate Hike—Fueling Extreme Investor Bearishness
“The biggest and growing downside risk for the market is increasing recession risk as the Fed aggressively tightens into a slowing economy,” says one expert.
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Morgan Stanley Smith Barney to Pay $35 Million for Extensive Failures to Safeguard Personal Information of Millions of Customers


Morgan Stanley Smith Barney to Pay $35 Million for Extensive Failures to Safeguard Personal Information of Millions of Customers
The Securities and Exchange Commission today announced charges against Morgan Stanley Smith Barney LLC (MSSB) stemming from the firm’s extensive failures, over a five-year period, to protect the personal identifying information, or PII, of approximately…

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