Paul Munter Named the SEC’s Acting Chief Accountant

The Securities and Exchange Commission today announced that Paul Munter will serve as the Acting Chief Accountant upon the departure of Sagar Teotia in February. Since 2019, Mr. Munter has served as Deputy Chief Accountant leading the international work…

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* This article was originally published at The Securities Law B

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Melissa Hodgman Named Acting Director of Division of Enforcement

The Securities and Exchange Commission today announced Melissa R. Hodgman, currently an Associate Director in the Commission’s Division of Enforcement, has been named Acting Director of the Division of Enforcement. “Melissa’s dedication to investor…

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Kimberly Hamm, Chief Counsel to SEC Chairman, to Conclude Tenure

The Securities and Exchange Commission today announced that Kimberly Hamm, Chief Counsel to the Chairman, will conclude her tenure at the agency in the coming weeks. Ms. Hamm joined the SEC in April 2019 and was named Chief Counsel to Chairman Jay…

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Have a securities law question? Call Sallah Astarita & Cox at 212-509-6544.

* This article was originally published at The Securities Law B

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Top Stocks To Short Today As Indices Hit New Records On Inauguration Day

The S&P and Nasdaq hit new records on the back of strong earnings from the likes of Netflix and Morgan Stanley, and further optimism from Joe Biden’s inauguration. With all of this news, the deep learning algorithms at Q.ai have crunched the data to give you a set of Top Shorts.

* This article was originally published at The Securities Law B

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What’s Happening from Start-Up to Small Cap: SEC’s Small Business Advocate to Host Capital Call Feb. 4

The Securities and Exchange Commission’s Office of the Advocate for Small Business Capital Formation will host its second annual Capital Call on Feb. 4, 2020, at 1 p.m. ET, where the office will talk about what’s happening with capital raising…

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* This article was originally published here

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SEC Awards Nearly $600,000 to Whistleblower

The Securities and Exchange Commission today announced an award of nearly $600,000 to a whistleblower whose tip led to the success of an enforcement action.  The whistleblower substantially contributed to an open investigation by providing detailed…

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* This article was originally published at The Securities Law B

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Acting Enforcement Director Marc P. Berger to Depart the Commission

The Securities and Exchange Commission today announced that Marc P. Berger, Acting Director of the Division of Enforcement, will conclude his tenure at the agency this month. Mr. Berger joined the Commission as Director of the New York Regional Office in…

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* This article was originally published here

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