Facing Hidden Costs Of Going Green, Investor Indifference To Level Of Impact, And Unachievable Climate Commitments
New research reveals hidden costs for corporates of going green and investor indifference to the level of impact, while net zero commitments become more unachievable. Investors can adjust three aspects of their approach to form a new and more scalable version of sustainable and impact investing
#securitiesattorney

‘Pharma Bro’ Shkreli Plots Post-Jail NYC Return—Seeks Home In ‘Dope Building With Sick Views’
The notorious investor is reemerging from his prison sentence and back on social media.
#securitieslawyer #seclaw #securitiesattorney

SEC Charges Venture Capital Adviser Energy Innovation Capital Management for Overcharging Fees
The Securities and Exchange Commission today charged Energy Innovation Capital Management, LLC (EIC), a California-based exempt reporting adviser, with charging excess management fees from two venture capital funds. EIC has returned $678,681 plus…

Read the Full Press Release
Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
#securitieslawyer
https://seclaw.blogspot.com/2022/09/sec-charges-venture-capital-adviser.html

SEC Charges Advisory Firm and Executives with Devising an Elaborate Scheme to Defraud Clients out of More Than $75 Million
The Securities and Exchange Commission today charged two North Carolina-based executives, Gregory E. Lindberg and Christopher Herwig, and their Malta-based registered investment adviser, Standard Advisory Services Limited, for defrauding clients out of…

Read the Full Press Release
Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
#finraattorney
https://seclaw.blogspot.com/2022/08/sec-charges-advisory-firm-and.html

Are Any Stocks ‘Recession Proof’?
What is the best way to protect your portfolio from a recession? Reevaluate your allocation to more defensive stocks and look to diversify with more inflation-protected securities, short-term bonds, and cash.
#securitieslawyer #securitiesattorney

Stock Market Selloff Continues As Investors Worry About Higher Interest Rates
Investor sentiment took a major hit last week after more hawkish commentary from the Federal Reserve.
#securitiesattorney #securitieslawyer

SEC Adopts Pay Versus Performance Disclosure Rules
The Securities and Exchange Commission today adopted amendments to its rules to require registrants to disclose information reflecting the relationship between executive compensation actually paid by a registrant and the registrant’s financial…

Read the Full Press Release
Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
#seclaw
https://seclaw.blogspot.com/2022/08/sec-adopts-pay-versus-performance.html

SEC Amends Whistleblower Rules to Incentivize Whistleblower Tips
The Securities and Exchange Commission today adopted two amendments to the rules governing its whistleblower program. The first rule change allows the Commission to pay whistleblowers for their information and assistance in connection with non-SEC…

Read the Full Press Release
Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
#finraattorney
https://seclaw.blogspot.com/2022/08/sec-amends-whistleblower-rules-to.html

Dow Plunges 1,000 Points After Fed Chair Powell Warns Inflation Requires ‘Restrictive’ Policy For ‘Some Time’
The highly awaited speech did little to calm investor fears that the economy may soon enter a recession.
#securitieslawyer #seclaw

SEC Issues First Fee Rate Advisory for Fiscal Year 2023
The Securities and Exchange Commission announced that the fees that public companies and other issuers pay to register their securities with the Commission will increase from $92.70 per million dollars to $110.20 per million dollars, effective Oct. 1.…

Read the Full Press Release
Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
#securitieslawyer
https://seclaw.blogspot.com/2022/08/sec-issues-first-fee-rate-advisory-for.html