Victoria’s Secret’s Updated Q3 View Justifies Recent Surge In Its Stock
Last night, Victoria’s Secret (VSCO) unveiled a new strategic growth plan designed to strengthen the company’s core, ignite growth and transform its foundation. The elements of this plan, which VSCO communicated at its Investor Day held earlier today, include increasing market share […]
#securitieslawyer #seclaw #securitiesattorney

New Jersey Real Estate Development Firm and Four Executives Charged With $600 Million Ponzi-like Fraud
The Securities and Exchange Commission today charged New Jersey-based National Realty Investment Advisors LLC (NRIA) and four of its former executives with running a Ponzi-like scheme that raised approximately $600 million from about 2,000 investors.…

Read the Full Press Release
Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
#finraattorney

How Does GDP Influence The Stock Market?
Gross domestic product has an impact on the stock market. Here is a primer on how you, as an investor, can take advantage of both weak and strong GDP numbers.
#securitiesattorney

Legendary Value Investor Bill Miller Says Buy Bitcoin And Eight Other Stock Bargains
The famed value investor thinks stocks have come down to attractive valuations after a selloff this year.
#seclaw #securitiesattorney

SEC Charges Father-Son Duo and Associate in Market Manipulation Schemes Resulting in a New Jersey Deli with a $100 Million Valuation
The Securities and Exchange Commission today charged Peter L. Coker Sr., Peter L. Coker Jr., and James T. Patten for their roles in orchestrating fraudulent manipulative securities trading schemes. These schemes included artificially inflating the…

Read the Full Press Release
Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
#securitieslawyer

Should The SEC Ban ESG Funds?
It’s a draconian measure, but there is some precedence for achieving the advocacy ends without alluding to ambiguous marketing terms.
#securitieslawyer #securitiesattorney #seclaw

SEC Charges The Hydrogen Technology Corp. and its Former CEO for Market Manipulation of Crypto Asset Securities
The Securities and Exchange Commission today announced charges against The Hydrogen Technology Corporation, its former CEO, Michael Ross Kane, and Tyler Ostern, the CEO of Moonwalkers Trading Limited, a self-described “market making” firm, for their…

Read the Full Press Release
Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
#finralawyer

Deloitte’s Chinese Affiliate to Pay $20 Million Penalty for Asking Audit Clients to Conduct Their Own Audit Work
The Securities and Exchange Commission today charged Deloitte Touche Tohmatsu Certified Public Accountants LLP (Deloitte-China), the Chinese affiliate of the Deloitte global network of accounting firms, with failing to comply with fundamental U.S.…

Read the Full Press Release
Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
#finralawyer

SEC Reopens Comment Periods for Several Rulemaking Releases Due to Technological Error in Receiving Certain Comments
The Securities and Exchange Commission today reopened the public comment periods for 11 Commission rulemaking releases and one request for comment due to a technological error that resulted in a number of public comments submitted through the Commission’…

Read the Full Press Release
Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
#seclaw

Small Business Advisory Committee to Host Meeting to Discuss Entrepreneurship Hubs and the IPO Market
The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee today released the agenda for its meeting on Thursday, Oct. 13, which will address entrepreneurship hubs and recent trends in taking a company public.…

Read the Full Press Release
Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
#finralawyer