Want To Invest In Artificial Intelligence? Here Are 6 Front Runners In Machine Learning
Artificial intelligence is the next great technological advancement that will change the way we do many things. Here are the companies leading the way from technological standpoint and an investor perspective.
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Sarah ten Siethoff Named Deputy Director of the Division of Investment Management
The Securities and Exchange Commission announced today that Sarah ten Siethoff has been named Deputy Director of the Division of Investment Management. In addition to serving as Deputy Director, Ms. ten Siethoff will continue serving as the Associate…

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Wholesale Inflation Report Update: December 2022
Wholesale inflation slowed in the most recent report, but it is still rising overall. Here are the numbers you need to keep an eye on as an investor.
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SEC Awards More Than $37 Million to Whistleblower
The Securities and Exchange Commission today announced an award of more than $37 million to a whistleblower whose information led to a successful SEC enforcement action and a related action. The whistleblower was the initial source of the company’s…

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SEC Charges Eight Social Media Influencers in $100 Million Stock Manipulation Scheme Promoted on Discord and Twitter
The Securities and Exchange Commission today announced charges against eight individuals in a $100 million securities fraud scheme in which they used the social media platforms Twitter and Discord to manipulate exchange-traded stocks. According to the…

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SEC Proposes Amendments to Enhance Disclosure of Order Execution Information
The Securities and Exchange Commission today proposed amendments that would update the disclosure required under Rule 605 of Regulation NMS for order executions in national market system stocks, which are stocks listed on a national securities exchange.…

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SEC Proposes Rules to Amend Minimum Pricing Increments and Access Fee Caps and to Enhance the Transparency of Better Priced Orders
The Securities and Exchange Commission today proposed to amend certain rules under Regulation NMS to adopt variable minimum pricing increments, or “tick sizes,” for the quoting and trading of NMS stocks, reduce access fee caps for protected quotations,…

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SEC Small Business Advocacy Office Releases Annual Report on Capital Raising
The Securities and Exchange Commission’s Office of the Advocate for Small Business Capital Formation issued its 2022 Annual Report to Congress and the Commission. The report details how entrepreneurs and investors are building companies together,…

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SEC Proposes Rule to Enhance Competition for Individual Investor Order Execution
The Securities and Exchange Commission today proposed a rule that would require certain orders of individual investors to be exposed to competition in fair and open auctions before such orders could be executed internally by any trading center that…

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Incredible payouts to whistleblowers.