SEC Reopens Comment Periods for Several Rulemaking Releases Due to Technological Error in Receiving Certain Comments


SEC Reopens Comment Periods for Several Rulemaking Releases Due to Technological Error in Receiving Certain Comments
The Securities and Exchange Commission today reopened the public comment periods for 11 Commission rulemaking releases and one request for comment due to a technological error that resulted in a number of public comments submitted through the Commission’…

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SEC Reopens Comment Periods for Several Rulemaking Releases Due to Technological Error in Receiving Certain Comments

The Securities and Exchange Commission today reopened the public comment periods for 11 Commission rulemaking releases and one request for comment due to a technological error that resulted in a number of public comments submitted through the Commission’…

Read the Full Press Release


Have a securities law question? Call New York Securities Lawyers at 212-509-6544.

Small Business Advisory Committee to Host Meeting to Discuss Entrepreneurship Hubs and the IPO Market


Small Business Advisory Committee to Host Meeting to Discuss Entrepreneurship Hubs and the IPO Market
The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee today released the agenda for its meeting on Thursday, Oct. 13, which will address entrepreneurship hubs and recent trends in taking a company public.…

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Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
#finralawyer

Small Business Advisory Committee to Host Meeting to Discuss Entrepreneurship Hubs and the IPO Market

The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee today released the agenda for its meeting on Thursday, Oct. 13, which will address entrepreneurship hubs and recent trends in taking a company public.…

Read the Full Press Release


Have a securities law question? Call New York Securities Lawyers at 212-509-6544.

SEC Charges Man for Defrauding Investors out of Millions of Dollars by Posing as Hedge Fund Billionaire


SEC Charges Man for Defrauding Investors out of Millions of Dollars by Posing as Hedge Fund Billionaire
The Securities and Exchange Commission today charged Justin Costello for using a false persona, as a Harvard-educated military veteran and hedge fund billionaire, to defraud investors out of millions of dollars. The SEC also charged Costello and David…

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Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
#finralawyer

SEC Charges Man for Defrauding Investors out of Millions of Dollars by Posing as Hedge Fund Billionaire

The Securities and Exchange Commission today charged Justin Costello for using a false persona, as a Harvard-educated military veteran and hedge fund billionaire, to defraud investors out of millions of dollars. The SEC also charged Costello and David…

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Have a securities law question? Call New York Securities Lawyers at 212-509-6544.

SEC Charges Kim Kardashian for Unlawfully Touting Crypto Security


SEC Charges Kim Kardashian for Unlawfully Touting Crypto Security
The Securities and Exchange Commission today announced charges against Kim Kardashian for touting on social media a crypto asset security offered and sold by EthereumMax without disclosing the payment she received for the promotion. Kardashian agreed to…

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Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
#finraattorney

SEC Charges Kim Kardashian for Unlawfully Touting Crypto Security

The Securities and Exchange Commission today announced charges against Kim Kardashian for touting on social media a crypto asset security offered and sold by EthereumMax without disclosing the payment she received for the promotion. Kardashian agreed to…

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Have a securities law question? Call New York Securities Lawyers at 212-509-6544.

SEC to Spotlight Financial Planning and Resilience during World Investor Week 2022


SEC to Spotlight Financial Planning and Resilience during World Investor Week 2022
The Securities and Exchange Commission today announced that it will highlight the importance of long-term planning and investor resilience during World Investor Week (WIW) 2022, which takes place October 3-9. Planning for life’s unexpected…

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Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
#finraattorney