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The Securities and Exchange Commission today charged New Jersey-based National Realty Investment Advisors LLC (NRIA) and four of its former executives with running a Ponzi-like scheme that raised approximately $600 million from about 2,000 investors.…
Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
How Does GDP Influence The Stock Market?
Gross domestic product has an impact on the stock market. Here is a primer on how you, as an investor, can take advantage of both weak and strong GDP numbers.
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Legendary Value Investor Bill Miller Says Buy Bitcoin And Eight Other Stock Bargains
The famed value investor thinks stocks have come down to attractive valuations after a selloff this year.
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SEC Charges Father-Son Duo and Associate in Market Manipulation Schemes Resulting in a New Jersey Deli with a $100 Million Valuation
The Securities and Exchange Commission today charged Peter L. Coker Sr., Peter L. Coker Jr., and James T. Patten for their roles in orchestrating fraudulent manipulative securities trading schemes. These schemes included artificially inflating the…
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Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
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The Securities and Exchange Commission today charged Peter L. Coker Sr., Peter L. Coker Jr., and James T. Patten for their roles in orchestrating fraudulent manipulative securities trading schemes. These schemes included artificially inflating the…
Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
Should The SEC Ban ESG Funds?
It’s a draconian measure, but there is some precedence for achieving the advocacy ends without alluding to ambiguous marketing terms.
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SEC Charges The Hydrogen Technology Corp. and its Former CEO for Market Manipulation of Crypto Asset Securities
The Securities and Exchange Commission today announced charges against The Hydrogen Technology Corporation, its former CEO, Michael Ross Kane, and Tyler Ostern, the CEO of Moonwalkers Trading Limited, a self-described “market making” firm, for their…
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Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
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The Securities and Exchange Commission today announced charges against The Hydrogen Technology Corporation, its former CEO, Michael Ross Kane, and Tyler Ostern, the CEO of Moonwalkers Trading Limited, a self-described “market making” firm, for their…
Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
Deloitte’s Chinese Affiliate to Pay $20 Million Penalty for Asking Audit Clients to Conduct Their Own Audit Work
The Securities and Exchange Commission today charged Deloitte Touche Tohmatsu Certified Public Accountants LLP (Deloitte-China), the Chinese affiliate of the Deloitte global network of accounting firms, with failing to comply with fundamental U.S.…
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Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
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SEC Chair Gary Gensler has directed the staff to carefully monitor developments as a result of Hurricanes Ian and Fiona. While the safety of local residents is the highest priority, the SEC invites inquiries from any person with obligations under the…
Have a securities law question? Call New York Securities Lawyers at 212-509-6544.