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The Securities and Exchange Commission today announced charges against eight individuals in a $100 million securities fraud scheme in which they used the social media platforms Twitter and Discord to manipulate exchange-traded stocks. According to the…
Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
SEC Charges Samuel Bankman-Fried with Defrauding Investors in Crypto Asset Trading Platform FTX
The Securities and Exchange Commission today charged Samuel Bankman-Fried with orchestrating a scheme to defraud equity investors in FTX Trading Ltd. (FTX), the crypto trading platform of which he was the CEO and co-founder. Investigations as to other…
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Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
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The Securities and Exchange Commission today charged Samuel Bankman-Fried with orchestrating a scheme to defraud equity investors in FTX Trading Ltd. (FTX), the crypto trading platform of which he was the CEO and co-founder. Investigations as to other…
Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
SEC Reopens Comment Period for Proposed Rule on Share Repurchase Disclosure Modernization
The Securities and Exchange Commission today reopened the comment period on proposed amendments intended to modernize and improve the disclosure required about an issuer’s repurchases of its equity securities, often referred to as buybacks. The…
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Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
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The Securities and Exchange Commission today reopened the comment period on proposed amendments intended to modernize and improve the disclosure required about an issuer’s repurchases of its equity securities, often referred to as buybacks. The…
Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
SEC Charges Vika Ventures and its CEO in $6 Million Fraudulent Offering
The Securities and Exchange Commission today charged venture capital firm Vika Ventures LLC and its CEO and co-founder, George Iakovou, with fraudulently offering and selling more than $6 million of securities to at least 46 individual investors in…
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Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
#securitiesattorney
The Securities and Exchange Commission today charged venture capital firm Vika Ventures LLC and its CEO and co-founder, George Iakovou, with fraudulently offering and selling more than $6 million of securities to at least 46 individual investors in…
Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
What Every Investor Should Know About The Yield Curve
There’s almost certainly a recession on the way, and we closed-end fund (CEF) investors have a big edge over mainstream investors.
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SEC Awards More Than $10 Million to Whistleblower
The Securities and Exchange Commission today announced an award of more than $10 million to a whistleblower who provided information and assistance that significantly contributed to a successful SEC enforcement action. The whistleblower provided…
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Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
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