Want To Invest In Artificial Intelligence? Here Are 6 Front Runners In Machine Learning
Artificial intelligence is the next great technological advancement that will change the way we do many things. Here are the companies leading the way from technological standpoint and an investor perspective.
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Want To Invest In Artificial Intelligence? Here Are 6 Front Runners In Machine Learning
SEC Charges Caroline Ellison and Gary Wang with Defrauding Investors in Crypto Asset Trading Platform FTX
The Securities and Exchange Commission today charged Caroline Ellison, the former CEO of Alameda Research, and Zixiao (Gary) Wang, the former Chief Technology Officer of FTX Trading Ltd. (FTX), for their roles in a multiyear scheme to defraud equity…
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Sarah ten Siethoff Named Deputy Director of the Division of Investment Management
Sarah ten Siethoff Named Deputy Director of the Division of Investment Management
The Securities and Exchange Commission announced today that Sarah ten Siethoff has been named Deputy Director of the Division of Investment Management. In addition to serving as Deputy Director, Ms. ten Siethoff will continue serving as the Associate…
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Wholesale Inflation Report Update: December 2022
Wholesale Inflation Report Update: December 2022
Wholesale inflation slowed in the most recent report, but it is still rising overall. Here are the numbers you need to keep an eye on as an investor.
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SEC Charges Former CEO of Biotech Company CytoDyn with Fraud, Insider Trading
The Securities and Exchange Commission today charged Nader Pourhassan, the former CEO of CytoDyn Inc., with fraud and insider trading in connection with providing misleading information to shareholders about the progress of a clinical research treatment…
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SEC Awards More Than $37 Million to Whistleblower
SEC Awards More Than $37 Million to Whistleblower
The Securities and Exchange Commission today announced an award of more than $37 million to a whistleblower whose information led to a successful SEC enforcement action and a related action. The whistleblower was the initial source of the company’s…
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SEC Awards More Than $37 Million to Whistleblower
The Securities and Exchange Commission today announced an award of more than $37 million to a whistleblower whose information led to a successful SEC enforcement action and a related action. The whistleblower was the initial source of the company’s…
Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
SEC Charges Eight Social Media Influencers in $100 Million Stock Manipulation Scheme Promoted on Discord and Twitter
SEC Charges Eight Social Media Influencers in $100 Million Stock Manipulation Scheme Promoted on Discord and Twitter
The Securities and Exchange Commission today announced charges against eight individuals in a $100 million securities fraud scheme in which they used the social media platforms Twitter and Discord to manipulate exchange-traded stocks. According to the…
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SEC Adopts Amendments to Modernize Rule 10b5-1 Insider Trading Plans and Related Disclosures
The Securities and Exchange Commission today adopted amendments to Rule 10b5-1 under the Securities Exchange Act of 1934 and new disclosure requirements to enhance investor protections against insider trading. The amendments include updates to Rule 10b5-…
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SEC Proposes Amendments to Enhance Disclosure of Order Execution Information
SEC Proposes Amendments to Enhance Disclosure of Order Execution Information
The Securities and Exchange Commission today proposed amendments that would update the disclosure required under Rule 605 of Regulation NMS for order executions in national market system stocks, which are stocks listed on a national securities exchange.…
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