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SEC Charges Former SPAC CFO for Orchestrating $5 Million Fraud Scheme
The Securities and Exchange Commission today announced fraud charges against Cooper J. Morgenthau, the former CFO of African Gold Acquisition Corp., a SPAC or special purpose acquisition company, for orchestrating a scheme in which he stole more than $5…
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Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
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Tesla Stock Continues To Fall, When Will It End?
Tesla stock has taken a tumble over the last year. Every Tesla investor is waiting to see when it will hit bottom and start heading up to new heights.
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The Securities and Exchange Commission today announced fraud charges against Cooper J. Morgenthau, the former CFO of African Gold Acquisition Corp., a SPAC or special purpose acquisition company, for orchestrating a scheme in which he stole more than $5…
Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
The Securities and Exchange Commission today announced that David L. Peavler, the Director of the Fort Worth Regional Office since 2019, is leaving the agency after more than 19 years of service. Eric R. Werner and Marshall Gandy will serve as the office…
Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
Is Inflation High Compared To Years Past? Breaking Down Inflation Rates By Year
With inflation running high throughout 2022, let’s take an investor’s look back at the history of inflation and see what normal inflation levels look like and when the U.S. started to experience inflationary spikes.
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Fort Worth Regional Director David L. Peavler to Leave SEC
The Securities and Exchange Commission today announced that David L. Peavler, the Director of the Fort Worth Regional Office since 2019, is leaving the agency after more than 19 years of service. Eric R. Werner and Marshall Gandy will serve as the office…
Read the Full Press Release
Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
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The Securities and Exchange Commission’s Investor Advisory Committee will hold a virtual public meeting on December 8 at 10 a.m. ET. The meeting will be webcast on the SEC website. The committee will host three panels to discuss: Account…
Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
SEC Investor Advisory Committee to Discuss Investor Account Statements, Corporate Tax Transparency, and Single-Stock ETFs on Dec 8
The Securities and Exchange Commission’s Investor Advisory Committee will hold a virtual public meeting on December 8 at 10 a.m. ET. The meeting will be webcast on the SEC website. The committee will host three panels to discuss: Account…
Read the Full Press Release
Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
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The Securities and Exchange Commission today announced charges against global electrification and automation technology company, ABB Ltd, for violations of the Foreign Corrupt Practices Act (FCPA) arising out of a bribery scheme in South Africa. The…
Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
ABB Settles SEC Charges that it Engaged in Bribery Scheme in South Africa
The Securities and Exchange Commission today announced charges against global electrification and automation technology company, ABB Ltd, for violations of the Foreign Corrupt Practices Act (FCPA) arising out of a bribery scheme in South Africa. The…
Read the Full Press Release
Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
#finralawyer