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SEC Charges Former CEO of Slync in $67 Million Offering Fraud
The Securities and Exchange Commission today charged Christopher S. Kirchner, the co-founder and former CEO of Slync, Inc., a privately-held Texas-based software company, with fraudulently offering and selling more than $67 million of securities to…
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SEC Charges Software Company Blackbaud Inc. for Misleading Disclosures About Ransomware Attack That Impacted Charitable Donors
The Securities and Exchange Commission today announced that Blackbaud Inc., a South Carolina-based public company that provides donor data management software to non-profit organizations, agreed to pay $3 million to settle charges for making misleading…
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The Securities and Exchange Commission today announced that Blackbaud Inc., a South Carolina-based public company that provides donor data management software to non-profit organizations, agreed to pay $3 million to settle charges for making misleading…
Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
Why Every Good Stock Market Investor Needs A Breakup
Divorces can cost you your wealth, corporate divorces can increase it.
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SEC Charges Nishad Singh with Defrauding Investors in Crypto Asset Trading Platform FTX
The Securities and Exchange Commission today charged Nishad Singh, the former Co-Lead Engineer of FTX Trading Ltd. (FTX), for his role in a multiyear scheme to defraud equity investors in FTX, the crypto trading platform started by Singh along with…
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The Securities and Exchange Commission today announced that it filed an emergency action in which it successfully obtained an asset freeze, appointment of a receiver, and other emergency relief against Miami-based investment adviser BKCoin Management LLC…
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SEC Charges Rio Tinto plc with Bribery Controls Failures
The Securities and Exchange Commission today announced charges against global mining and metals company, Rio Tinto plc, for violations of the Foreign Corrupt Practices Act (FCPA) arising out of a bribery scheme involving a consultant in Guinea. The…
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The Securities and Exchange Commission today announced that it updated its list of unregistered entities that use misleading information to solicit primarily non-U.S. investors, adding 96 soliciting entities, three impersonators of genuine firms, and…
Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
SEC Updates List of Firms Using Inaccurate Information to Solicit Investors
The Securities and Exchange Commission today announced that it updated its list of unregistered entities that use misleading information to solicit primarily non-U.S. investors, adding 96 soliciting entities, three impersonators of genuine firms, and…
Read the Full Press Release
Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
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Aston Martin Losses Mount, But Investor Hopes Are In The Fast Lane
Financially troubled luxury sports car maker Aston Martin more than doubled its losses last year after another call on investors for cash, but analysts see signs of progress. The shares have rallied 135% from a low of 89 pence in November. The rally continued this week closing in on 295 pence.
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