SEC to Highlight Free Investor Education Resources During Financial Capability Month

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The Securities and Exchange Commission’s Office of Investor Education and Advocacy (OIEA) today announced that its theme for April’s National Financial Capability Month is, “Investing for everyone.” All month long, SEC leadership and staff will promote…

Read the Full Press Release

Have a securities law question? Call New York Securities Lawyers at 212-509-6544.

SECLaw.com is the online source of securities law new, tips and commentary. Online since 1995 it is the recognized leader in the area, so much so that other attorneys have been reduced to using “seclaw” in their website names in an effort to gain from the site’s popularity.

SEC Charges Founder of Frank with Fraud in Connection with $175 million Sale of Student Loan Assistance Company


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SEC Charges Founder of Frank with Fraud in Connection with $175 million Sale of Student Loan Assistance Company
The Securities and Exchange Commission today charged Charlie Javice, the founder of the now shuttered student loan assistance company previously known as Frank, with fraud in connection with the $175 million sale of the company to JPMorgan Chase Bank, N.…

Read the Full Press Release

Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
#securitieslawyer

SEC Charges Founder of Frank with Fraud in Connection with $175 million Sale of Student Loan Assistance Company

Posted on by





The Securities and Exchange Commission today charged Charlie Javice, the founder of the now shuttered student loan assistance company previously known as Frank, with fraud in connection with the $175 million sale of the company to JPMorgan Chase Bank, N.…

Read the Full Press Release

Have a securities law question? Call New York Securities Lawyers at 212-509-6544.

SECLaw.com is the online source of securities law new, tips and commentary. Online since 1995 it is the recognized leader in the area, so much so that other attorneys have been reduced to using “seclaw” in their website names in an effort to gain from the site’s popularity.

SEC’s OMWI FY 2022 Annual Report Highlights the Agency’s Diversity, Equity, and Inclusion Initiatives and Progress


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SEC’s OMWI FY 2022 Annual Report Highlights the Agency’s Diversity, Equity, and Inclusion Initiatives and Progress
The Securities and Exchange Commission’s Office of Minority and Women Inclusion (OMWI) today released its Fiscal Year (FY) 2022 Annual Report to Congress. The report summarizes the SEC’s actions and achievements towards promoting diversity, equity,…

Read the Full Press Release

Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
#finraattorney

SEC’s OMWI FY 2022 Annual Report Highlights the Agency’s Diversity, Equity, and Inclusion Initiatives and Progress

Posted on by

The Securities and Exchange Commission’s Office of Minority and Women Inclusion (OMWI) today released its Fiscal Year (FY) 2022 Annual Report to Congress. The report summarizes the SEC’s actions and achievements towards promoting diversity, equity,…

Read the Full Press Release

Have a securities law question? Call New York Securities Lawyers at 212-509-6544.

SEC to Highlight Free Investor Education Resources During Financial Capability Month


Posted on by

SEC to Highlight Free Investor Education Resources During Financial Capability Month
The Securities and Exchange Commission’s Office of Investor Education and Advocacy (OIEA) today announced that its theme for April’s National Financial Capability Month is, “Investing for everyone.” All month long, SEC leadership and staff will promote…

Read the Full Press Release

Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
#securitieslawyer

SEC to Highlight Free Investor Education Resources During Financial Capability Month

Posted on by

The Securities and Exchange Commission’s Office of Investor Education and Advocacy (OIEA) today announced that its theme for April’s National Financial Capability Month is, “Investing for everyone.” All month long, SEC leadership and staff will promote…

Read the Full Press Release

Have a securities law question? Call New York Securities Lawyers at 212-509-6544.

SEC Charges Three Executives at U.S. Navy Shipbuilder Austal USA with Accounting Fraud


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SEC Charges Three Executives at U.S. Navy Shipbuilder Austal USA with Accounting Fraud
The Securities and Exchange Commission today charged three executives of Mobile, Alabama-based shipbuilder, Austal USA LLC, for orchestrating a fraudulent revenue recognition scheme that allowed its parent company to meet or exceed analyst expectations…

Read the Full Press Release

Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
#securitiesattorney

SEC Charges Three Executives at U.S. Navy Shipbuilder Austal USA with Accounting Fraud

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The Securities and Exchange Commission today charged three executives of Mobile, Alabama-based shipbuilder, Austal USA LLC, for orchestrating a fraudulent revenue recognition scheme that allowed its parent company to meet or exceed analyst expectations…

Read the Full Press Release

Have a securities law question? Call New York Securities Lawyers at 212-509-6544.

Mark Reinhold Named SEC Chief Human Capital Officer


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Mark Reinhold Named SEC Chief Human Capital Officer
The Securities and Exchange Commission today announced that Mark D. Reinhold has been named the agency’s Chief Human Capital Officer and Director of the Office of Human Resources. He has served as the acting head of the office since October 2022. Mr.…

Read the Full Press Release

Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
#finraattorney