SEC Charges Barred Broker and His Company with Defrauding Older Americans


SEC Charges Barred Broker and His Company with Defrauding Older Americans
The Securities and Exchange Commission today charged Global Business Development and Consulting Corp. (Global) and its owner, Anthony J. Mastroianni, Jr., in connection with a $1.2 million fraudulent promissory note scheme targeting older Americans.…

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https://seclaw.blogspot.com/2022/08/sec-charges-barred-broker-and-his.html

SEC Names Nicholas Grippo as Regional Director of Philadelphia Office


SEC Names Nicholas Grippo as Regional Director of Philadelphia Office
The Securities and Exchange Commission today announced that Nicholas P. Grippo has been named Regional Director of the Philadelphia Regional Office, effective September 12, 2022. Mr. Grippo currently serves as Chief of the Criminal Division for the U.S.…

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https://seclaw.blogspot.com/2022/08/sec-names-nicholas-grippo-as-regional.html