SEC Charges Cannabis Company American Patriot Brands, CEO, and Others with Fraud


SEC Charges Cannabis Company American Patriot Brands, CEO, and Others with Fraud
The Securities and Exchange Commission today charged American Patriot Brands Inc. (APB), a cannabis cultivation and distribution company, its CEO, and five other entities and individuals for their participation in a long-running scheme in which they…

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SEC Proposes to Expand and Update Regulation SCI


SEC Proposes to Expand and Update Regulation SCI
The Securities and Exchange Commission today proposed amendments to expand and update Regulation Systems Compliance and Integrity (SCI), the set of rules adopted in 2014 to help address technological vulnerabilities in the U.S. securities markets and…

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SEC Reopens Comment Period for Proposed Cybersecurity Risk Management Rules and Amendments for Registered Investment Advisers and Funds


SEC Reopens Comment Period for Proposed Cybersecurity Risk Management Rules and Amendments for Registered Investment Advisers and Funds
The Securities and Exchange Commission today reopened the comment period on proposed rules and amendments related to cybersecurity risk management and cybersecurity-related disclosure for registered investment advisers, registered investment companies,…

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SVB Financial Contagion Fears Go Global


SVB Financial Contagion Fears Go Global
Asian equities curbed yesterday’s enthusiasm driven by China’s positive policies following the National People’s Congress as SVB’s collapse crushed Asian investor sentiment on financial contagion fears.
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Lessons From Buffett And Lynch On Investing Amid Crises: Opportunities For The Patient Investor


Lessons From Buffett And Lynch On Investing Amid Crises: Opportunities For The Patient Investor
Silicon Valley Bank’s collapse highlights the dangers of being overly exposed to high-risk, overextended sectors. Investors can learn from Buffett and Lynch in such events, with research and patience being key. Here’s a list of the 10 top-rated banking stocks for long-term, disciplined investors.
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SEC Charges Former CEO of Slync in $67 Million Offering Fraud


SEC Charges Former CEO of Slync in $67 Million Offering Fraud
The Securities and Exchange Commission today charged Christopher S. Kirchner, the co-founder and former CEO of Slync, Inc., a privately-held Texas-based software company, with fraudulently offering and selling more than $67 million of securities to…

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SEC Charges Software Company Blackbaud Inc. for Misleading Disclosures About Ransomware Attack That Impacted Charitable Donors


SEC Charges Software Company Blackbaud Inc. for Misleading Disclosures About Ransomware Attack That Impacted Charitable Donors
The Securities and Exchange Commission today announced that Blackbaud Inc., a South Carolina-based public company that provides donor data management software to non-profit organizations, agreed to pay $3 million to settle charges for making misleading…

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