SEC Approves Registration of First Security-Based Swap Data Repository; Sets the First Compliance Date for Regulation SBSR

The Securities and Exchange Commission today announced that it has approved the registration of its first security-based swap data repository (SDR). With today’s registration of DTCC Data Repository (U.S.), LLC (DDR), the security-based swap market now…

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How Spending Mistakes Can Be Early Signs of Alzheimer’s #securitieslawyer…

How Spending Mistakes Can Be Early Signs of Alzheimer's #securitieslawyer…
How Spending Mistakes Can Be Early Signs of Alzheimer’s #securitieslawyer http://feedproxy.google.com/~r/Seclaw/~3/7sWSPcjr6tM/how-spending-mistakes-can-be-early.html #securitieslaw #securitieslawyer
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SEC Charges Eight Companies for Failure to Disclose Complete Information on Form NT

The Securities and Exchange Commission today charged eight companies for failing to disclose in SEC Form 12b-25 filings that their request for seeking a delayed quarterly or annual reporting filing was caused by an anticipated restatement or correction…

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Have a securities law question? Call Sallah Astarita & Cox at 212-509-6544.