How Spending Mistakes Can Be Early Signs of Alzheimer’s #securitieslawyer………

How Spending Mistakes Can Be Early Signs of Alzheimer's #securitieslawyer………
How Spending Mistakes Can Be Early Signs of Alzheimer’s #securitieslawyer…… http://feedproxy.google.com/~r/Seclaw/~3/rbYb-ZBZaBA/how-spending-mistakes-can-be-early_2.html #securitieslawyer #securitieslaw
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Coast-to-coast representation of investors and financial professionals – Securities Lawyer

SEC Charges Eight Companies for Failure to Disclose Complete Information on Form NT

The Securities and Exchange Commission today charged eight companies for failing to disclose in SEC Form 12b-25 filings that their request for seeking a delayed quarterly or annual reporting filing was caused by an anticipated restatement or correction…

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Alex Oh Resigns from SEC; Melissa Hodgman Named Acting Director of Enforcement

The Securities and Exchange Commission today announced that Alex Oh has resigned her position as Director of the Division of Enforcement for personal reasons. Melissa Hodgman will return to the role of Acting Director of the Division of Enforcement. “…

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Have a securities law question? Call Sallah Astarita & Cox at 212-509-6544.

Increasing Opportunities for Underrepresented Founders and Investors on the Agenda for the SEC Small Business Capital Formation Advisory Committee Meeting on April 30

The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee will meet on Friday, April 30, to home in on solutions to increase access to capital for underrepresented founders and investors from smaller, regional funds.…

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Have a securities law question? Call Sallah Astarita & Cox at 212-509-6544.

SEC Obtains Emergency Relief, Charges Florida Company and CEO with Misappropriating Investor Money and Operating a Ponzi Scheme

The Securities and Exchange Commission today announced that it filed an emergency action and obtained a temporary restraining order and an asset freeze to stop an alleged Ponzi scheme and misappropriation of investor proceeds perpetrated by Melbourne,…

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Have a securities law question? Call Sallah Astarita & Cox at 212-509-6544.

China Health Care Outperforms, CSRC Extends Olive Tree To SEC & PCAOB

China Health Care Outperforms, CSRC Extends Olive Tree To SEC & PCAOB Asian equities followed US equities south as Hong Kong, Japan, and South Korea underperformed while China managed a gain. #seclaw #securitieslaw #securitieslawyer https://www.forbes.com/sites/brendanahern/2021/04/21/china-health-care-outperforms-csrc-extends-olive-tree-to-sec–pcaob/
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Coast-to-coast representation of investors and financial professionals – Securities Lawyer

SEC Charges Fund Manager and Former Race Car Team Owner with Multimillion Dollar Fraud

The Securities and Exchange Commission today charged Andrew T. Franzone, former owner of a race car team, and investment adviser FF Fund Management, LLC (FFM) with fraudulently raising and misappropriating tens of millions of dollars from the sale of…

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Have a securities law question? Call Sallah Astarita & Cox at 212-509-6544.