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The Securities and Exchange Commission today charged AT&T, Inc. with repeatedly violating Regulation FD, and three of its Investor Relations executives with aiding and abetting AT&T’s violations, by selectively disclosing material nonpublic…
Have a securities law question? Call Sallah Astarita & Cox at 212-509-6544.
Dow Plunges Nearly 700 Points After Powell’s Speech Fails To Ease Investor Worries The Fed chair said recently rising bond yields were “notable” and caught his attention–a worrying sign for investors concerned over sky-high valuations. #securitieslawyer #securitiesattorney https://www.forbes.com/sites/jonathanponciano/2021/03/04/dow-plunges-nearly-700-points-after-powells-speech-fails-to-ease-investor-worries/
The Securities and Exchange Commission’s Investor Advisory Committee will hold a public meeting on March 11 by remote means. The meeting will begin at 10:00 a.m. ET, is open to the public via live webcast, and will be archived on the…
Have a securities law question? Call Sallah Astarita & Cox at 212-509-6544.
The Securities and Exchange Commission today charged seven individuals and a technology company in connection with a fraudulent scheme to gain control of Airborne Wireless Network, promote its stock, and defraud investors. According to the SEC’s…
Have a securities law question? Call Sallah Astarita & Cox at 212-509-6544.
Robinhood’s customer agreement does not support a removal of GME from its trading platform.
U.S. EB-5 Investor Immigration Needs Renewal And Overhaul America’s EB-5 investor immigration program is now before Congress and needs to be renewed before June 30th. President Biden’s Citizenship Act of 2021 has proposed changes to it to deal with backlogs and other concenrs. EB-5 could also be a tool to deal with infrastructure renewal and other issues. #securitieslawyer #securitiesattorney #securitieslaw https://www.forbes.com/sites/andyjsemotiuk/2021/02/28/us-eb-5-investor-immigration–needs-renewal-and–overhaul/
Chamath Palihapitiya’s Clover Health Discloses New SEC Investigation And Responds To Short-Seller’s Scathing Allegations The notice of investigation comes one day after a short-seller alleged Clover misled investors about its business. #securitieslawyer #securitieslaw https://www.forbes.com/sites/jonathanponciano/2021/02/05/chamath-palihapitiyas-clover-health-discloses-new-sec-investigation-and-responds-to-short-sellers-scathing-allegations/
Pursuant to Section 31(j)(2) of the Securities Exchange Act of 1934, the Commission has determined that a mid-year adjustment to the Section 31 fee rate for fiscal year 2021 is not required. These adjustments do not directly affect the amount of funding…
Have a securities law question? Call Sallah Astarita & Cox at 212-509-6544.
HK Property Investor Goodwin Gaw Spies World Of Bargains On The Horizon After a tough year at his property-focused private equity firm, Gaw Capital, Goodwin Gaw is keeping his powder dry for deals in the year ahead. #securitieslaw #seclaw #securitiesattorney https://www.forbes.com/sites/jenniferwells/2021/02/24/hk-property-investor-goodwin-gaw-spies-world-of-bargains-on-the-horizon/
The Securities and Exchange Commission today announced awards totaling more than $1.7 million to two whistleblowers in separate proceedings. Both whistleblowers provided Forms TCR to the Commission within 30 days of their first learning of the Form…
Have a securities law question? Call Sallah Astarita & Cox at 212-509-6544.