SG Americas to Pay $3.1 Million to Settle Charges of Providing Deficient Blue Sheet Data

The Securities and Exchange Commission today announced settled charges against broker-dealer SG Americas Securities LLC for failing to provide complete and accurate securities trading information known as “blue sheet data.”  SG Americas agreed to…

Read the Full Press Release


Have a securities law question? Call Sallah Astarita & Cox at 212-509-6544.

from The Securities Law Home Page – SECLaw.com